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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-04 |
| FL | RA | APPROVED | 2021-09-23 |
Branch Locations
1675 N Military Trail Ste 500, Boca Raton, FL 33486 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Boca Raton | FL | 04/2015 | 09/2021 |
| Wells Fargo Clearing Services, Llc. | Boca Raton | FL | 09/2021 | Present |
THE HOLLANDER COLLECTION, INVT RELATED, DORAL, FL, TREASURER, START 10/3/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, ASSISTING BROTHER WITH ANNUAL FILINGS. FINRA, NOT INVT RELATED, WASHINGTON, DC, ARBITRATOR, START 1/1/2016, 2 HRS PER MONTH, 2 HRS DURING TRADING, FUNCTION AS ARBITRATOR IN CASES. BRRNS LLC, NOT INV RELATED, BOAC RATON, FL, 25% OWNERSHIP, START 9/19/2023, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, MEDICAL LASER PRODUCT COMPANY, ADVISING FATHER ON BUSINESS DECISIONS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-21 |
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