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Dong Woo Kim

Ieq Capital, LLC

Foster City, CA

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Current Employers
Ieq Capital, Llc

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-03-10
  • CA RA
    APPROVED
    Since 2021-03-10

Branch Locations

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney New Brunswick NJ 06/2009 02/2021
Morgan Stanley Private Bank, N.A New York NY 06/2015 02/2021
Ieq Capital, Llc Foster City CA 03/2021 Present
  • 06/2009 → 02/2021
    Morgan Stanley Smith Barney
    New Brunswick, NJ
  • 06/2015 → 02/2021
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 03/2021 → Present
    Ieq Capital, Llc
    Foster City, CA
Previous Registrations
  • 2010-11-02 → 2021-02-02
    Morgan Stanley
    Purchase, NY
    Morristown, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-19
  • S66 Uniform Combined State Law Examination
    2009-11-19
Designations
Other Names
  • D.W. Kim
  • Dongwoo Kim

View on SEC IAPD

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Other Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA
U.S. BANCORP ADVISORS, LLC · Foster City, CA
J.P. MORGAN SECURITIES LLC · SAN MATEO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOSTER CITY, CA
SUMMITRY, LLC · FOSTER CITY, CA
J.P. MORGAN SECURITIES LLC · FOSTER CITY, CA
WELLS FARGO CLEARING SERVICES, LLC · FOSTER CITY, CA
CELESTA · SAN MATEO, CA

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