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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2014-12-04
  • CT RA
    APPROVED
    Since 2014-12-04

Branch Locations

401 Union St, Seattle, WA 98101 • United States

75 S Clinton Ave, Rochester, NY 14604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America N.A. Rochester NY 08/1978 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 10/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-03
  • S66 Uniform Combined State Law Examination
    2014-12-03
Other Names
  • Linda Jean Dorfner
  • Linda J Larner

View on SEC IAPD

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