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Derek Jon Hicks

Cliftonlarsonallen Wealth Advisors, LLC

Minneapolis, MN

Minneapolis, MN

Minneapolis, MN

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Current Employers
Cliftonlarsonallen Wealth Advisors, Llc

220 South 6Th Street Suite 300, Minneapolis, MN 55402-1418 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-28
WI RA APPROVED 2026-02-03
AZ RA APPROVED 2024-12-26
TX RA APPROVED 2018-07-18
MN RA APPROVED 2014-01-21
  • FL RA
    APPROVED
    Since 2026-07-28
  • WI RA
    APPROVED
    Since 2026-02-03
  • AZ RA
    APPROVED
    Since 2024-12-26
  • TX RA
    APPROVED
    Since 2018-07-18
  • MN RA
    APPROVED
    Since 2014-01-21

Branch Locations

220 S. Sixth Street Suite 300, Minneapolis, MN 55402-4505 • UNITED STATES

220 South 6Th Street Suite 300, Minneapolis, MN 55402-1418 • United States

220 S. Sixth Street Suite 300, Minneapolis, MN 55402-4505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cliftonlarsonallen Wealth Advisors, Llc Minneapolis MN 06/2007 Present
Cliftonlarsonallen, Llp Minneapolis MN 11/2024 Present
Other Businesses

The applicant is a Principal of the parent firm CliftonLarsonAllen LLP.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-05-20
S65 Uniform Investment Adviser Law Examination 2007-11-14
  • S63 Uniform Securities Agent State Law Examination
    2014-05-20
  • S65 Uniform Investment Adviser Law Examination
    2007-11-14
Designations

View on SEC IAPD

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