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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-08-31
TX RA APPROVED_RES 2009-08-14
  • FL RA
    APPROVED
    Since 2009-08-31
  • TX RA
    APPROVED_RES
    Since 2009-08-14

Branch Locations

400 International Parkway Suite 130, Heathrow, FL 32746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Daytona Beach FL 08/2009 Present
Previous Registrations
Other Businesses

1. Better Business Bureau of Central Florida; 1600 South Grant Street, Longwood, FL 32750; BB helps people find and recommend businesses, brands, and charities they can trust; Chair/Chair Elect; chairman of the board of directors- help run board meetings, etc; 10/01/2008; 15.00 Hour(s) Per Year; During securities trading hours; Not Investment-Related. 2. Lakeside United Methodist Church; 121 N Henderson Ln, Sanford, FL 32771; Church; Member of staff parish; Discuss issues with church; 01/01/2021; 5 Hours per Year; Not During Securities Trading Hours; Not Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-20
S63 Uniform Securities Agent State Law Examination 2000-07-19
  • S66 Uniform Combined State Law Examination
    2002-12-20
  • S63 Uniform Securities Agent State Law Examination
    2000-07-19
Designations

View on SEC IAPD

Other Firms

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Other Offices

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