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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-27
MI RA APPROVED 2024-11-14
  • TX RA
    APPROVED
    Since 2025-01-27
  • MI RA
    APPROVED
    Since 2024-11-14

Branch Locations

101 W Big Beaver Road Suite 705, Troy, MI 48084 • United States

1520 S Lapeer Rd Ste 101 Suite 101, Lake Orion, MI 48360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ohio National Financial Services Cincinnati OH 05/2012 10/2023
The O. N. Equity Sales Company Cincinnati OH 06/2012 01/2022
Pruco Securities, Llc Troy MI 11/2023 11/2024
The Prudential Insurance Co. Of America Troy MI 11/2023 Present
Lpl Enterprise, Llc Lake Orion MI 11/2024 Present
  • 05/2012 → 10/2023
    Ohio National Financial Services
    Cincinnati, OH
  • 06/2012 → 01/2022
    The O. N. Equity Sales Company
    Cincinnati, OH
  • 11/2023 → 11/2024
    Troy, MI
  • 11/2023 → Present
    The Prudential Insurance Co. Of America
    Troy, MI
  • 11/2024 → Present
    Lake Orion, MI
Previous Registrations
Other Businesses

1) 10/03/2024 - Lloyds of London - IDU - Renewals only - Non-Variable Insurance Commission Trails - Inv Related - At Troy, MI - Start Date 02/01/2023 - 0hrs/mth - 0hrs/mth During Trading 2) 10/03/2024 - Met Life - Renewals only - Non-Variable Insurance Commission Trails - Inv Related - At Troy, MI - Start Date 07/01/2012 - 0hrs/mth - 0hrs/mth During Trading 3) 10/03/2024 - Guardian Insurance - Renewals only - Non-Variable Insurance Commission Trails - Inv Related - At Troy, MI - Start Date 02/01/2018 - 0hrs/mth - 0hrs/mth During Trading 4) 10/03/2024 - Ameritas - Renewals only - Non-Variable Insurance Commission Trails - Inv Related - At Troy, MI - Start Date 01/01/2020 - 0hrs/mth - 0hrs/mth During Trading 5) 10/03/2024 - Ohio National - Renewals only - Non-Variable Insurance Commission Trails - Inv Related - At Troy, MI - Start Date 09/01/2011 - 0hrs/mth - 0hrs/mth During Trading 6) 10/03/2024 - The Baldwin Center - Co-signer on accounts - Checks must be signed by both executive and treasurer. Audits conducted yearly by independent firm - Non-Profit Board Member - Inv Related - At Troy, MI - Start Date 09/01/2010 - 1hrs/mth - 0hrs/mth During Trading 7) 10/03/2024 - Oakland University School of Business - Board member - Non-Profit Board Member - Inv Related - At Troy, MI - Start Date 01/01/2023 - 1hrs/mth - 0hrs/mth During Trading 8) 10/03/2024 - Coachmundia LLC DBA Clark Academy Dance Center - Oversee the operations of a dance studio in Buffalo, NY - Business Owner - Inv Related - At Troy, MI - Start Date 01/01/2020 - 20hrs/mth - 10hrs/mth During Trading 9) 10/03/2024 - Strive Financial - Selling property and casualty insurance - Property and Casualty - Inv Related - At Troy, MI - Start Date 04/01/2016 - 4hrs/mth - 0hrs/mth During Trading 10) 01/27/2025- Penn Mutual- Non-Variable Insurance/Insurance Agency- a. life insurance agent with a broker contract with Penn Mutual selling fixed whole life and term insurance- inv. related- Lake Orion, MI- start date 01/02/2025- 4hrs/mnth-2hrs during trading 11) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-13
  • S66 Uniform Combined State Law Examination
    2010-12-13
Other Names
  • Asalyn Dubois

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