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34 Water Street Unit 2A, Mystic, CT 06355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-07-24 |
Branch Locations
34 Water Street Unit 2A, Mystic, CT 06355 • United States
Swan Court 11 Worple Road, Unit 109, London SW19 4JS • United Kingdom
Swan Court, 11 Worple Road Unit 109, London SW19 4JS • United Kingdom
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-06-17 |
Branch Locations
Swan Court, 11 Worple Road Unit 109, London SW19 4JS • United Kingdom
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Antonio | TX | 11/2007 | 09/2019 |
| Bank Of America, N.A. | San Antonio | TX | 12/2009 | 09/2019 |
| Ubs Financial Services Inc | San Antonio | TX | 09/2019 | 09/2020 |
| Unemployed | Bridgwater | 09/2020 | 03/2025 | |
| Dunhill Financial, Llc | London | 03/2025 | 05/2025 | |
| Dunhill Financial, Llc | London | 03/2025 | Present | |
| Dunhill Financial, Llc | London | 03/2025 | Present | |
| Lansdowne Wealth Management, Llc | London | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-16 |
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