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Timothy James Kay

Investment Managers Group, LLC

Temecula, CA

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Current Employers
Investment Managers Group, Llc

31045 Temecula Parkway Suite 207, Temecula, CA 92592 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
AZ RA APPROVED 2021-03-11
TX RA APPROVED_RES 2012-05-30
  • CA RA
    APPROVED
    Since 2025-01-01
  • AZ RA
    APPROVED
    Since 2021-03-11
  • TX RA
    APPROVED_RES
    Since 2012-05-30

Branch Locations

31045 Temecula Parkway, Suite 207, Temecula, CA 92592 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Managers Group, Llc Temecula CA 06/2012 Present
Purshe Kaplan Sterling Investments Albany NY 06/2012 Present
Previous Registrations
  • 2008-04-24 → 2012-05-31
    Wells Fargo Clearing Services, Llc
    San Diego, CA
    Lake Elsinore, CA
    Irvine, CA
    Hemet, CA
    Desert Hot Springs, CA
    Palm Springs, CA
    Riverside, CA
    Bermuda Dunes, CA
    Yucca Valley, CA
    Los Angeles, CA
    Temecula, CA
    San Diego, CA
    Sun City, CA
Other Businesses

1. INVESTMENT MANAGERS GROUP LL. RIA, OWNER, 06/2012.31045 TEMPECULA PKWY STE 207, TEMECULA CA 92592. MANAGE BUSINESS AND ADVISE CLIENTS O THEIR INVESTMENTS AS AN INVESTMENT ADVISOR REP. 2. PKS FINANCIAL SERVICES; INVESTMENT RELATED 80 STATE ST, ALBANY, NY 12207; FIXED INSURANCE; INSURANCE AGENT; SALES & SERVICE OF FIXED LIFE INSURANCE & ANNUITY CONTRACTS START DATE: 6/5/12

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-23
  • S66 Uniform Combined State Law Examination
    2008-04-23
Other Names
  • Timothy Kay

View on SEC IAPD

Other Firms

ENDURING WEALTH ADVISORS
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PARK AVENUE SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
J.P. MORGAN SECURITIES LLC
WOLFGANG CAPITAL

Other Investors

MARK RONALD TRACY
MONA HURTADO
RALPH BENDER
JACK RUTLEDGE
AMBER SMITH
RONALD Y HIDAYAT
LEE-ANN HODAPP
TOBY DUANE FERNER

Other Offices

ENDURING WEALTH ADVISORS · TEMECULA, CA
WELLS FARGO CLEARING SERVICES, LLC · TEMECULA, CA
EDWARD JONES · Temecula, CA
WELLS FARGO CLEARING SERVICES, LLC · TEMECULA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TEMECULA, CA
PARK AVENUE SECURITIES LLC · TEMECULA, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Temecula, CA
J.P. MORGAN SECURITIES LLC · TEMECULA, CA

More in Temecula, CA

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