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Cade P Bass

Charles Schwab & Co., Inc.

Fort Worth, TX

Southlake, TX

CRD 5442746

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-04-03
TX RA APPROVED 2009-11-11
  • UT RA
    APPROVED
    Since 2024-04-03
  • TX RA
    APPROVED
    Since 2009-11-11

Branch Locations

409 Throckmorton St, Fort Worth, TX 76102 • United States

1524 E. Southlake Blvd, Southlake, TX 76092-6421 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Fort Worth TX 10/2009 Present
Charles Schwab Bank Fort Worth TX 09/2011 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-29
S63 Uniform Securities Agent State Law Examination 2008-06-24
  • S65 Uniform Investment Adviser Law Examination
    2009-01-29
  • S63 Uniform Securities Agent State Law Examination
    2008-06-24
Designations
  • Certified Financial Planner
Other Names
  • Cade Parker Bass
  • Cade Parker Bass

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · Fort Worth, TX
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