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Jacqueline Kwong

Morgan Stanley

San Mateo, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-09-05
TX RA APPROVED 2017-09-01
  • CA RA
    APPROVED
    Since 2017-09-05
  • TX RA
    APPROVED
    Since 2017-09-01

Branch Locations

411 Borel Avenue Suite 220, San Mateo, CA 94402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Redwood Shores CA 10/2007 09/2017
Morgan Stanley San Mateo CA 09/2017 Present
Morgan Stanley Private Bank, National Association New York NY 10/2017 Present
  • 10/2007 → 09/2017
    Ameriprise Financial Services, Inc.
    Redwood Shores, CA
  • 09/2017 → Present
    Morgan Stanley
    San Mateo, CA
  • 10/2017 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-19
  • S66 Uniform Combined State Law Examination
    2008-02-19
Other Names
  • Jackie Kwong

View on SEC IAPD

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NEWFRONT RETIREMENT SERVICES, INC. · SAN MATEO, CA
ESO MANAGEMENT SERVICES LLC · SAN MATEO, CA
FARMERS ASSET MANAGEMENT, LLC · San Mateo, CA
EAGLE STRATEGIES LLC · SAN MATEO, CA
LPL FINANCIAL LLC · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA
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