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1701 Novato Blvd Ste. 304, Novato, CA 94947 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-07-01 |
Branch Locations
1701 Novato Blvd Ste. 304, Novato, CA 94947 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-01-18 |
Branch Locations
1701 Novato Blvd, Suite 304, Novato, CA 94947 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Connections Group, Inc. | Corte Madera | CA | 10/2016 | 12/2017 |
| Unemployed | Ross | CA | 05/2016 | 09/2016 |
| Lpl Financial, Llc | Novato | CA | 01/2018 | Present |
| Alders Financial Solutions | Novato | CA | 01/2018 | Present |
1. 5/8/2019 - Alders Financial Solutions - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Admin. - Started 01/10/2018 - 160 Hours Per Month - I provide administrative services through Alders Financial Solutions., an independent investment advisor firm. I started this business activity in May 2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 12/13/2021 - Alders Financial Solutions - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/30/2021 - 168 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-05-19 |
| S66 | Uniform Combined State Law Examination | 2011-06-06 |
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