Alex G Roe

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 07/2017
  Lincoln Financial Network
  Los Angeles, CA
• 07/2017 → 02/2025
  Lincoln Financial Advisors Corporation
  La Habra, CA
• 07/2017 → 02/2025
  Lincoln Financial Securities Corporation
  La Habra, CA
• 01/2025 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2022-12-16 → 2025-01-24
  Osaic Fa, Inc.
  Los Angeles, CA
  Hartford, CT
  Scottsdale, AZ
  Denver, CO
  Irvine, CA
  El Paso, TX
  Irvine, CA
  Petaluma, CA
  San Ramon, CA
  Irvine, CA
  La Jolla, CA
  Portland, OR
  San Ramon, CA
  Overland Park, KS
  La Habra, CA
  Fort Wayne, IN

Other Businesses

1. MOMENTUM VALUE PARTNERS, LLC POSITION: VP Compliance & Operations NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2025 ADDRESS: 6101 Bollinger Canyon Road Suite 225, San Ramon CA 94583, United States DESCRIPTION: VP Compliance and Operations for MVP. Support advisors and staff for compliance requirements and operational support.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-12-10
• S63 Uniform Securities Agent State Law Examination
  2014-03-19