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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-05-16
  • NC RA
    APPROVED
    Since 2024-05-16

Branch Locations

1201 N Arendell Ave, Zebulon, NC 27597 • United States

Rocky Mount, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Charlotte NC 05/2014 11/2017
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 05/2014 11/2017
Unemployed Rocky Mount NC 11/2017 08/2018
North Carolina State Uninversity Raleigh NC 08/2018 05/2019
Unemployed Rocky Mount NC 06/2019 10/2019
Tng Inc. Rocky Mount NC 11/2019 02/2020
Unemployed Rocky Mount NC 02/2020 03/2023
State Employees' Credit Union Rocky Mount NC 03/2023 Present
Secu Life Insurance Company Raleigh NC 12/2023 Present
Secu Brokerage Services Raleigh NC 02/2024 Present
Credit Union Investment Services Raleigh NC 04/2024 Present
  • 05/2014 → 11/2017
    Tiaa
    Charlotte, NC
  • 05/2014 → 11/2017
    Tiaa-Cref Individual & Institutional Services, Llc
    Charlotte, NC
  • 11/2017 → 08/2018
    Unemployed
    Rocky Mount, NC
  • 08/2018 → 05/2019
    North Carolina State Uninversity
    Raleigh, NC
  • 06/2019 → 10/2019
    Unemployed
    Rocky Mount, NC
  • 11/2019 → 02/2020
    Tng Inc.
    Rocky Mount, NC
  • 02/2020 → 03/2023
    Unemployed
    Rocky Mount, NC
  • 03/2023 → Present
    State Employees' Credit Union
    Rocky Mount, NC
  • 12/2023 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 02/2024 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 04/2024 → Present
    Raleigh, NC
Other Businesses

State Employees' Credit Union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date 02/2024. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition. SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 12/2023. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-16
S63 Uniform Securities Agent State Law Examination 2009-10-12
  • S66 Uniform Combined State Law Examination
    2024-05-16
  • S63 Uniform Securities Agent State Law Examination
    2009-10-12

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