Best Investors
Account
Sign in
801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-05-16 |
Branch Locations
1201 N Arendell Ave, Zebulon, NC 27597 • United States
Rocky Mount, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Charlotte | NC | 05/2014 | 11/2017 |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 05/2014 | 11/2017 |
| Unemployed | Rocky Mount | NC | 11/2017 | 08/2018 |
| North Carolina State Uninversity | Raleigh | NC | 08/2018 | 05/2019 |
| Unemployed | Rocky Mount | NC | 06/2019 | 10/2019 |
| Tng Inc. | Rocky Mount | NC | 11/2019 | 02/2020 |
| Unemployed | Rocky Mount | NC | 02/2020 | 03/2023 |
| State Employees' Credit Union | Rocky Mount | NC | 03/2023 | Present |
| Secu Life Insurance Company | Raleigh | NC | 12/2023 | Present |
| Secu Brokerage Services | Raleigh | NC | 02/2024 | Present |
| Credit Union Investment Services | Raleigh | NC | 04/2024 | Present |
State Employees' Credit Union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date 02/2024. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition. SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 12/2023. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-12 |
Reach out to this advisor