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Account
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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-04-08 |
| TX | RA | APPROVED_RES | 2026-03-27 |
| NY | RA | APPROVED | 2026-03-12 |
| DE | RA | APPROVED | 2024-12-05 |
| FL | RA | APPROVED | 2024-12-02 |
| MD | RA | APPROVED | 2024-12-02 |
| PA | RA | APPROVED | 2024-12-02 |
| VA | RA | APPROVED | 2024-11-25 |
Branch Locations
11098 Fairfax Boulevard, Fairfax City, VA 22030 • United States
1919 Gallows Road 2Nd Floor, Vienna, VA 22182 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suntrust Bank | Vienna | VA | 04/2013 | 08/2020 |
| Suntrust Investment Services Inc. | Atlanta | GA | 05/2013 | 08/2020 |
| Suntrust Advisory Services | Atlanta | GA | 09/2016 | 08/2020 |
| Hsbc Securities (Usa) Inc. | Arlington | VA | 08/2020 | 07/2021 |
| Hsbc Bank Usa, N.A. | Arlington | VA | 08/2020 | 07/2021 |
| Wells Fargo Clearing Services, Llc | Springfield | VA | 06/2021 | 05/2023 |
| Wells Fargo Bank, Na | Springfield | VA | 06/2021 | 05/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Reston | VA | 05/2023 | 11/2024 |
| Bank Of America, N.A. | Reston | VA | 06/2023 | 11/2024 |
| Td Private Client Wealth Llc | Fairfax | VA | 11/2024 | Present |
| Td Bank N.A. | Fairfax | VA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-11 |
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