Ken Frederick Desmond

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2006-06-16

VA RA
APPROVED

Since 2006-06-16

Branch Locations

3959 Pender Dr Ste 108, Fairfax, VA 22030 • United States

Reston, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Fairfax	VA	01/2006	03/2020
Ameriprise Financial Services, Llc	Fairfax	VA	03/2020	Present

01/2006 → 03/2020

Ameriprise Financial Services, Inc.

Fairfax, VA
03/2020 → Present

Ameriprise Financial Services, Llc

Fairfax, VA

Other Businesses

Board of Directors; Sterling Park Golf Club; Vice President; 333 S. Sterling BoulevardSterling, VA 20164, ,; ; 12/07/2015; 1 to 9 hours per month; 0 during trading hours. Outside Employment; CME Advancing Partners, LLC; Financial Advisor - Client Service MeetingsTradingPlans; ; 3959 Pender Drive, Suite 108, , Fairfax, VA, 22030; Investment-Related; 07/29/2022; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-05-11

S66 Uniform Combined State Law Examination

2006-05-11

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews