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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2008-08-08
  • VA RA
    APPROVED
    Since 2008-08-08

Branch Locations

5703 Burke Centre Pkwy, Burke, VA 22015 • United States

1753 Pinnacle Dr 1St Fl, Mclean, VA 22102 • United States

1753 Pinnacle Dr 3Rd Fl [V6-Rbo], Mclean, VA 22102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Mclean VA 07/2008 Present
Wells Fargo Advisors Llc Mclean VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Mclean VA 11/2016 Present
  • 07/2008 → Present
    Wachovia Bank, N.A.
    Mclean, VA
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Mclean, VA
  • 11/2016 → Present
    Mclean, VA
Previous Registrations
Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; NEWARK,DE; 100% OWNERSHIP BY SPOUSE; START DATE 12/15/2008; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; NO DUTIES. LIMITED POWER OF ATTORNEY FOR FRIEND; INV RELATED; ASHBURN; VA; START: 9/26/2024; 4 HOURS A MONTH; 1 HOUR DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-13
  • S66 Uniform Combined State Law Examination
    2007-11-13
Designations
Other Names
  • Karen Man Tsang
  • Man K Tsang
  • Man Karen Tsang

View on SEC IAPD

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