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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-22
PA RA APPROVED 2020-01-02
  • TX RA
    APPROVED_RES
    Since 2020-05-22
  • PA RA
    APPROVED
    Since 2020-01-02

Branch Locations

744 Main St Ste 200, Stroudsburg, PA 18360 • United States

Nazareth, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Essa Bank & Trust Stroudsburg PA 10/2015 Present
Cetera Investment Services Llc St. Cloud MN 10/2015 12/2019
Cetera Investment Advisers Llc Stroudsburg PA 10/2015 12/2019
Ameriprise Financial Services, Inc. Stroudsburg PA 01/2020 03/2020
Ameriprise Financial Services, Llc Stroudsburg PA 03/2020 Present
  • 10/2015 → Present
    Essa Bank & Trust
    Stroudsburg, PA
  • 10/2015 → 12/2019
    Cetera Investment Services Llc
    St. Cloud, MN
  • 10/2015 → 12/2019
    Stroudsburg, PA
  • 01/2020 → 03/2020
    Ameriprise Financial Services, Inc.
    Stroudsburg, PA
  • 03/2020 → Present
    Stroudsburg, PA
Previous Registrations
Other Businesses

Outside Employment; Lehigh Valley United; Soccer Coach - Coach 2013 Girls Soccer Team.; ; 1344 N Sherman Street, , Allentown, PA, 18109; Not Investment-Related; 01/08/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-21
  • S66 Uniform Combined State Law Examination
    2007-12-21

View on SEC IAPD

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