Best Investors Account Sign in
Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2020-02-28
  • AL RA
    APPROVED
    Since 2020-02-28

Branch Locations

7050 Fain Park Drive Suite 12, Montgomery, AL 36117 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Corporate Financial Services, Llc Montgomery AL 04/2011 Present
Raymond James Financial Services, Inc Montgomery AL 06/2013 02/2020
Raymond James Financial Services Advisors Inc. Montgomery AL 06/2013 02/2020
Kestra Investment Services, Llc Montgomery AL 02/2020 Present
Kestra Advisory Services, Llc Montgomery AL 02/2020 Present
Previous Registrations
  • 2013-06-24 → 2020-02-28
    Montgomery, AL
    Montgomery, AL
    Montgomery, AL
    Montgomery, AL
  • 2011-01-24 → 2013-07-16
    Concourse Financial Group Securities, Inc.
    Montgomery, AL
  • 2010-01-05 → 2010-12-07
    Morgan Keegan & Company, Llc
    Birmingham, AL
  • 2009-10-12 → 2009-12-31
    Concourse Financial Group Securities, Inc.
    Birmingham, AL
    Montgomery, AL
Other Businesses

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Chief Investment Officer Start Date: 2/27/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: IAR Business Name: CorpFinancial LLC Investment Related: Yes Address: 7050 Fain Park Dr. Ste. 12 Montgomery AL 36117 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Chief Investment Officer Start Date: 10/1/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment and insurance sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-09
S63 Uniform Securities Agent State Law Examination 2008-08-30
  • S66 Uniform Combined State Law Examination
    2009-10-09
  • S63 Uniform Securities Agent State Law Examination
    2008-08-30

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Montgomery, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor