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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2020-02-28 |
Branch Locations
7050 Fain Park Drive Suite 12, Montgomery, AL 36117 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Corporate Financial Services, Llc | Montgomery | AL | 04/2011 | Present |
| Raymond James Financial Services, Inc | Montgomery | AL | 06/2013 | 02/2020 |
| Raymond James Financial Services Advisors Inc. | Montgomery | AL | 06/2013 | 02/2020 |
| Kestra Investment Services, Llc | Montgomery | AL | 02/2020 | Present |
| Kestra Advisory Services, Llc | Montgomery | AL | 02/2020 | Present |
Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Chief Investment Officer Start Date: 2/27/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: IAR Business Name: CorpFinancial LLC Investment Related: Yes Address: 7050 Fain Park Dr. Ste. 12 Montgomery AL 36117 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Chief Investment Officer Start Date: 10/1/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment and insurance sales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-30 |
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