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Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-01-23
OR RA APPROVED 2024-01-23
  • MO RA
    APPROVED
    Since 2024-01-23
  • OR RA
    APPROVED
    Since 2024-01-23

Branch Locations

825 Maryville Centre Drive, Suite 200, St. Louis, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of America Life Insurance Company Phoenix AZ 01/2016 06/2022
Mutual Of America Securities Llc Phoenix AZ 01/2016 06/2022
Mma Securities Llc St. Louis MO 07/2022 Present
  • 01/2016 → 06/2022
    Mutual Of America Life Insurance Company
    Phoenix, AZ
  • 01/2016 → 06/2022
    Mutual Of America Securities Llc
    Phoenix, AZ
  • 07/2022 → Present
    St. Louis, MO
Other Businesses

Rental property landlord. My wife and I moved to another house and are renting our previous house, 7508 E. Diamond St. Scottsdale AZ 85257. We are using a rental management company to manage the property, therefore, it's considered investment related but will require less than one hour per week of my time. Any time devoted to this outside business will be outside of work / trading hours unless there's an unforeseen emergency. Start date 11/1/2018. My duties will be maintaining the rental home as required to keep the home occupied by a tenant.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-11-20
  • S63 Uniform Securities Agent State Law Examination
    2007-11-20
Designations
Other Names
  • Ryan Roe

View on SEC IAPD

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