Travis J Horner

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 02/2023 → Present
  Self-Employed
  Pinetop-Lakeside, AZ
• 10/2007 → Present
  Vanguard Marketing Corporation
  Scottsdale, AZ
• 01/2015 → Present
  Vanguard Advisers, Inc.
  Scottsdale, AZ

Other Businesses

NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: PINETOP-LAKESIDE, AZ NATURE OF BUSINESS: ANTIQUE CONSIGNMENT POSITION: ANTIQUE SELLER START DATE: 02/2023 APPROXIMATE HOURS PER MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RESELL ANTIQUES AND COLLECTABLES

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-07-25
• S63 Uniform Securities Agent State Law Examination
  2007-11-20

Designations

• Certified Financial Planner