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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-06-16
KS RA APPROVED 2014-08-14
CA RA APPROVED 2014-06-18
  • TX RA
    APPROVED
    Since 2016-06-16
  • KS RA
    APPROVED
    Since 2014-08-14
  • CA RA
    APPROVED
    Since 2014-06-18

Branch Locations

888 San Clemente Drive, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Newport Beach CA 03/2014 Present
Other Businesses

University of Southern California Marshall Alumni Association / 3670 Trousdale Parkway Los Angeles,CA 90089 / Association (i.e., Trade or Industry, Sport...)/ Education / To drive alumni engagement and involvement with the University of Southern California / Member of Board of Directors / / To coordinate events to help drive alumni engagement with the University of Southern California / Start Date 7/1/16/ 2)The Patriots Initiative / PO Box 2527 Rancho Santa Fe,CA 92067 / Foundation/ Other Military Non-Profit / To help US military veterans with job placement and life skills. Also help donors identify which military charities will properly allocate their funds. / Member of Board of Directors / / To help identify which military charities are best suited for charitable donations / Start Date 7/19/16 / 3) Joyce L Ukropina Irrevocable Trust / 19 Vista Tramonto Newport Coast,CA 92657 / Trust/ Real Estate / Real Estate Investments / Other / Trust beneficiary / Receive trust distributions and invest in real estate opportunities / Start Date 05/06/2016 / 4) NAME OF OTHER BUSINESS: Ukropina Sabaugh Inc. / INVESTMENT RELATED?:Yes / ADDRESS:1048 Irvine Avenue, Suite 757, Newport beach/ NATURE OF THE BUSINESS: Commercial real estate brokerage / POSITION: Proprietor / owner/ DUTIES: I am a 50% owner and have no involvement in the day-to-day activities of the company / START DATE: 1/1/2017 / HOURS DEVOTED TO BUSINESS: N/A 5) Name of Business: California Gamma Foundation./ Address: 606 Michael Place Newport Beach United States./ Investment Related: No./ Nature: To support the active members of the Sigma Alpha Epsilon fraternity at the University of Southern California with scholarships and business networking opportunities. We will also support the local community both financially as well as in-person at coordinated events./ Role: Executive director./ Duty: I, along with my board, will oversee all activities of the foundation including fundraising, coordinating scholastic competitions, and facilitating networking and other events that will benefit the current members of the fraternity. We will also look to coordinate events that support the local community./ Start Date: 3/14/2023./ Hours Devoted: No./ Time Required: N/A.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-18
S63 Uniform Securities Agent State Law Examination 2008-08-28
  • S66 Uniform Combined State Law Examination
    2014-06-18
  • S63 Uniform Securities Agent State Law Examination
    2008-08-28
Other Names
  • Jason Sabaugh

View on SEC IAPD

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