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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-06-16 |
| KS | RA | APPROVED | 2014-08-14 |
| CA | RA | APPROVED | 2014-06-18 |
Branch Locations
888 San Clemente Drive, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Newport Beach | CA | 03/2014 | Present |
University of Southern California Marshall Alumni Association / 3670 Trousdale Parkway Los Angeles,CA 90089 / Association (i.e., Trade or Industry, Sport...)/ Education / To drive alumni engagement and involvement with the University of Southern California / Member of Board of Directors / / To coordinate events to help drive alumni engagement with the University of Southern California / Start Date 7/1/16/ 2)The Patriots Initiative / PO Box 2527 Rancho Santa Fe,CA 92067 / Foundation/ Other Military Non-Profit / To help US military veterans with job placement and life skills. Also help donors identify which military charities will properly allocate their funds. / Member of Board of Directors / / To help identify which military charities are best suited for charitable donations / Start Date 7/19/16 / 3) Joyce L Ukropina Irrevocable Trust / 19 Vista Tramonto Newport Coast,CA 92657 / Trust/ Real Estate / Real Estate Investments / Other / Trust beneficiary / Receive trust distributions and invest in real estate opportunities / Start Date 05/06/2016 / 4) NAME OF OTHER BUSINESS: Ukropina Sabaugh Inc. / INVESTMENT RELATED?:Yes / ADDRESS:1048 Irvine Avenue, Suite 757, Newport beach/ NATURE OF THE BUSINESS: Commercial real estate brokerage / POSITION: Proprietor / owner/ DUTIES: I am a 50% owner and have no involvement in the day-to-day activities of the company / START DATE: 1/1/2017 / HOURS DEVOTED TO BUSINESS: N/A 5) Name of Business: California Gamma Foundation./ Address: 606 Michael Place Newport Beach United States./ Investment Related: No./ Nature: To support the active members of the Sigma Alpha Epsilon fraternity at the University of Southern California with scholarships and business networking opportunities. We will also support the local community both financially as well as in-person at coordinated events./ Role: Executive director./ Duty: I, along with my board, will oversee all activities of the foundation including fundraising, coordinating scholastic competitions, and facilitating networking and other events that will benefit the current members of the fraternity. We will also look to coordinate events that support the local community./ Start Date: 3/14/2023./ Hours Devoted: No./ Time Required: N/A.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-28 |
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