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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-07-01
IN RA APPROVED 2013-04-01
TX RA APPROVED 2013-04-01
  • MI RA
    APPROVED
    Since 2024-07-01
  • IN RA
    APPROVED
    Since 2013-04-01
  • TX RA
    APPROVED
    Since 2013-04-01

Branch Locations

2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States

Cassopolis, MI • United States

Paradise Valley, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Mishawaka IN 04/2013 Present
Previous Registrations
Other Businesses

1) AEROBAT VENTURES LLC; 30054 Stratford Ct, Niles, MI 49120; Aircraft operations; Partner; Management; 8/30/2017; Business hours per month: No /// 2) MORGAN MAXWELL LLC; 6901 N. Highlands Dr, Paradise Valley, AZ 85253; none; Partner; none; 1/1/2004; Business hours per month: No /// 3) Schultz Marketing LLC / Partnership / Marketing services / Partner / Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-09
  • S66 Uniform Combined State Law Examination
    2011-08-09
Other Names
  • Stockton M Schultz

View on SEC IAPD

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