Matthew David Cain

Empower Advisory Group, LLC

Greenwood Village, CO

CRD 5436114

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2019-11-26

GA RA
APPROVED

Since 2019-11-26

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Market Basket	Haverhill	MA	11/2000	Present
Putnam Inv./ Putnam Retail Management	Andover	MA	02/2007	Present
Gwfs Equities, Inc.	Greenwood Village	CO	01/2015	Present

11/2000 → Present

Market Basket

Haverhill, MA
02/2007 → Present

Putnam Inv./ Putnam Retail Management

Andover, MA
01/2015 → Present

Gwfs Equities, Inc.

Greenwood Village, CO

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2008-03-03

S63 Uniform Securities Agent State Law Examination

2008-03-03

Designations

Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

DODDS WEALTH, LLC

MARSHALL INVESTMENT MANAGEMENT, LLC

AXS CAPITAL, LLC

Nearby Investors

BRENNAN PAUL PATE

JOHN MICHAEL DODDS

Nearby Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO

MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO

AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO

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