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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-25
MI RA APPROVED 2018-10-10
  • TX RA
    APPROVED_RES
    Since 2021-01-25
  • MI RA
    APPROVED
    Since 2018-10-10

Branch Locations

418 Lake Nepessing Rd, Lapeer, MI 48446 • United States

3024 Commerce Dr Ste A, Fort Gratiot, MI 48059-3819 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Southfield MI 05/2014 03/2020
Ameriprise Financial Services, Llc Lapeer MI 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 3562 Yucca Court, , The Villages, FL, 32163; Not Investment-Related; 06/01/2022. Business Ownership; Maryann Kiser, INC; Owner; Manage Ameriprise Business; 6044 Winged Foot Dr, , Grand Blanc, MI, 48439; Investment-Related; 05/15/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Maryann Kiser, INC; Owner; Manage advisory business; 6044 Winged Foot Dr, , Grand Blanc, MI, 48439; Investment-Related; 05/16/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-19
  • S66 Uniform Combined State Law Examination
    2018-03-19
Other Names
  • Maryann Arthurs
  • Maryann Arthurs

View on SEC IAPD

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