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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2012-12-19 |
Branch Locations
1100 S Lapeer Road Po Box 346, Lapeer, MI 48446 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sullivan & Sullivan Cpas, P.C. | Lapeer | MI | 11/1990 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 12/2012 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 12/2012 | Present |
| Sullivan & Sullivan Financial Services | Lapeer | MI | 01/2002 | Present |
1) SULLIVAN & SULLIVAN CPAS, PC; NON-INV. RELATED; LAPEER, MI; CPA FIRM; CPA/PRESIDENT; SINCE 1990; 160 HRS/MONTH; 130 HRS/MONTH DURING SECURITIES TRADING HOURS: 2) SULLIVAN & SULLIVAN FINANCIAL SERVICES, DBA SULLIVAN INVESTMENT MANAGEMENT; DBA NAME FOR INVESTMENT PRACTICE - INV. RELATED; LAPEER, MI; FINANCIAL PLANNING BUSINESS; OWNER; SINCE 2002; 5 HRS/MONTH OUTSIDE OF SECURITIES TRADING HOURS: 3) GT INVESTMENT COMPANY LLC; NON-INV. RELATED; LAPEER, MI; RENTAL PREPERTY; OWNER; SINCE 2010; 2 HRS/MONTH OUTSIDE OF SECURITIES TRADING HOURS: 4) TRUSTEE FOR CLIENT TRUSTS; NON-INVESTMENT RELATED: 5) NAME OF OTHER BUSINESS: MILLERS NORTH WINDS RESORT, LLC; INVESTMENT RELATED: NO; ADDRESS: 6299 E HOUGHTON LAKE DR, HOUGHTON LAKE, MI 48629; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 08/2017; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: CLEAN RESORT, EXCEPT RESERVATIONS, DEPOSIT INCOME, PAY BILLS; 6)NAME OF OTHER BUSINESS: SULLIVAN & SULLIVAN CPA P.C. ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; START DATE: 01/2019 ; POSITION/TITLE/RELATIONSHIP: CPA/PRESIDENT ; APX HOURS PER WEEK: 40 ; APX HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: CPA FIRM
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-28 |
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