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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2012-12-19
  • MI RA
    APPROVED
    Since 2012-12-19

Branch Locations

1100 S Lapeer Road Po Box 346, Lapeer, MI 48446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sullivan & Sullivan Cpas, P.C. Lapeer MI 11/1990 Present
Cetera Financial Specialists Llc Schaumburg IL 12/2012 Present
Cetera Investment Advisers Llc Schaumburg IL 12/2012 Present
Sullivan & Sullivan Financial Services Lapeer MI 01/2002 Present
  • 11/1990 → Present
    Sullivan & Sullivan Cpas, P.C.
    Lapeer, MI
  • 12/2012 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 12/2012 → Present
    Schaumburg, IL
  • 01/2002 → Present
    Sullivan & Sullivan Financial Services
    Lapeer, MI
Previous Registrations
  • 2012-07-02 → 2012-12-31
    First Allied Advisory Services, Inc.
    Lapeer, MI
  • 2011-07-06 → 2012-12-10
    Lifetime Investment Management, L.L.C.
    Saint Petersburg, FL
  • 2010-09-28 → 2012-07-02
    First Allied Securities, Inc.
    Lapeer, MI
    Xenia, OH
Other Businesses

1) SULLIVAN & SULLIVAN CPAS, PC; NON-INV. RELATED; LAPEER, MI; CPA FIRM; CPA/PRESIDENT; SINCE 1990; 160 HRS/MONTH; 130 HRS/MONTH DURING SECURITIES TRADING HOURS: 2) SULLIVAN & SULLIVAN FINANCIAL SERVICES, DBA SULLIVAN INVESTMENT MANAGEMENT; DBA NAME FOR INVESTMENT PRACTICE - INV. RELATED; LAPEER, MI; FINANCIAL PLANNING BUSINESS; OWNER; SINCE 2002; 5 HRS/MONTH OUTSIDE OF SECURITIES TRADING HOURS: 3) GT INVESTMENT COMPANY LLC; NON-INV. RELATED; LAPEER, MI; RENTAL PREPERTY; OWNER; SINCE 2010; 2 HRS/MONTH OUTSIDE OF SECURITIES TRADING HOURS: 4) TRUSTEE FOR CLIENT TRUSTS; NON-INVESTMENT RELATED: 5) NAME OF OTHER BUSINESS: MILLERS NORTH WINDS RESORT, LLC; INVESTMENT RELATED: NO; ADDRESS: 6299 E HOUGHTON LAKE DR, HOUGHTON LAKE, MI 48629; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 08/2017; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: CLEAN RESORT, EXCEPT RESERVATIONS, DEPOSIT INCOME, PAY BILLS; 6)NAME OF OTHER BUSINESS: SULLIVAN & SULLIVAN CPA P.C. ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; START DATE: 01/2019 ; POSITION/TITLE/RELATIONSHIP: CPA/PRESIDENT ; APX HOURS PER WEEK: 40 ; APX HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: CPA FIRM

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-28
  • S66 Uniform Combined State Law Examination
    2010-08-28
Other Names
  • Tamara Suzanne Sullivan
  • Tammy Miller

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