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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-27
MI RA APPROVED 2016-04-21
  • TX RA
    APPROVED_RES
    Since 2023-07-27
  • MI RA
    APPROVED
    Since 2016-04-21

Branch Locations

799 Harrison St, Lapeer, MI 48446 • United States

1390 N Leroy St, Fenton, MI 48430 • United States

5072 Corunna Rd, Flint, MI 48532 • United States

7026 W Vienna Rd, Clio, MI 48420 • United States

2305 S Center Rd, Burton, MI 48519 • United States

8415 Davison Rd, Davison, MI 48423 • United States

7300 Dixie Hwy, Suite 800, Clarkston, MI 48346 • United States

Clarkston, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Advisory Services, Llc Clio MO 04/2016 Present
Kestra Investment Services, Llc Clio MO 10/2014 Present
Previous Registrations
  • 2010-04-09 → 2014-10-29
    Next Financial Group, Inc.
    Waterford, MI
    Flushing, MI
    Fenton, MI
    Lapeer, MI
    Clio, MI
    Davison, MI
    Orchard Lake, MI
    Burton, MI
    Clarkston, MI
    Clarkston, MI
Other Businesses

Business Name: Brass Ring Wealth Management, Inc. Investment Related: Yes Address: 7300 Dixie Hwy Ste. 800 Clarkston MI 48346 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 1/1/2000 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: Investment advisory services and securities and Insurance Sales and Service Business Name: Elga Wealth Management Investment Related: Yes Address: 8415 Davison Rd. Davison MI 48423 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Partner Start Date: 1/1/2002 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: Investment advisory services and securities and Insurance Sales and Service Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: NDS Financial Services Investment Related: No Address: 7300 Dixie Hwy Ste. 800 Clarkston MI 48346 Nature of Business: Insurance Position, Title or Relationship: Owner Start Date: 12/1/1998 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Insurance Sales and Service

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-26
S63 Uniform Securities Agent State Law Examination 1998-01-30
  • S65 Uniform Investment Adviser Law Examination
    1998-06-26
  • S63 Uniform Securities Agent State Law Examination
    1998-01-30
Designations
Other Names
  • Nathan Donald Sealey

View on SEC IAPD

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