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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-27 |
| MI | RA | APPROVED | 2016-04-21 |
Branch Locations
799 Harrison St, Lapeer, MI 48446 • United States
1390 N Leroy St, Fenton, MI 48430 • United States
5072 Corunna Rd, Flint, MI 48532 • United States
7026 W Vienna Rd, Clio, MI 48420 • United States
2305 S Center Rd, Burton, MI 48519 • United States
8415 Davison Rd, Davison, MI 48423 • United States
7300 Dixie Hwy, Suite 800, Clarkston, MI 48346 • United States
Clarkston, MI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Advisory Services, Llc | Clio | MO | 04/2016 | Present |
| Kestra Investment Services, Llc | Clio | MO | 10/2014 | Present |
Business Name: Brass Ring Wealth Management, Inc. Investment Related: Yes Address: 7300 Dixie Hwy Ste. 800 Clarkston MI 48346 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 1/1/2000 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: Investment advisory services and securities and Insurance Sales and Service Business Name: Elga Wealth Management Investment Related: Yes Address: 8415 Davison Rd. Davison MI 48423 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Partner Start Date: 1/1/2002 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: Investment advisory services and securities and Insurance Sales and Service Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: NDS Financial Services Investment Related: No Address: 7300 Dixie Hwy Ste. 800 Clarkston MI 48346 Nature of Business: Insurance Position, Title or Relationship: Owner Start Date: 12/1/1998 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Insurance Sales and Service
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-26 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-30 |
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