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Jennifer Lynne Schroeder

Ameriprise Financial Services, LLC

Santa Fe, NM

Santa Fe, NM

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2014-10-15
TX RA APPROVED 2010-01-12
  • NM RA
    APPROVED
    Since 2014-10-15
  • TX RA
    APPROVED
    Since 2010-01-12

Branch Locations

300 Galisteo St Ste 101, Santa Fe, NM 87501 • United States

Santa Fe, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Santa Fe NM 09/2007 03/2020
Ameriprise Financial Services, Llc Santa Fe NM 03/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-11-14
S63 Uniform Securities Agent State Law Examination 2009-08-15
  • S65 Uniform Investment Adviser Law Examination
    2009-11-14
  • S63 Uniform Securities Agent State Law Examination
    2009-08-15
Other Names
  • Jennifer Lynne Mallardi

View on SEC IAPD

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Other Investors

LAWRENCE ELLIOT SCHWARTZ
ANTONIO CARLOS LOPEZ
ROBERT CALDER STACK
BRUCE HOWARD GALPERT
JESSICA LEIGH MARLOWE
QUENTIN JOHN HEFFRON
JOHN BARRY GERST
JILL MARIE ENLOE

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · SANTA FE, NM
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SANTA FE, NM
G. ALLEN FINANCIAL INC. · SANTA FE, NM
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SANTA FE, NM
EP WEALTH ADVISORS · Santa Fe, NM
EDWARD JONES · SANTA FE, NM
UBS FINANCIAL SERVICES INC. · SANTA FE, NM
RAYMOND JAMES & ASSOCIATES, INC. · SANTA FE, NM

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