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Jennifer Lynne Schroeder

Ameriprise Financial Services, LLC

Santa Fe, NM

Santa Fe, NM

CRD 5435662

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2014-10-15
TX RA APPROVED 2010-01-12
  • NM RA
    APPROVED
    Since 2014-10-15
  • TX RA
    APPROVED
    Since 2010-01-12

Branch Locations

300 Galisteo St Ste 101, Santa Fe, NM 87501 • United States

Santa Fe, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Santa Fe NM 09/2007 03/2020
Ameriprise Financial Services, Llc Santa Fe NM 03/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-11-14
S63 Uniform Securities Agent State Law Examination 2009-08-15
  • S65 Uniform Investment Adviser Law Examination
    2009-11-14
  • S63 Uniform Securities Agent State Law Examination
    2009-08-15
Other Names
  • Jennifer Lynne Mallardi

View on SEC IAPD

Nearby Firms

WELLS FARGO CLEARING SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
G. ALLEN FINANCIAL INC.

Nearby Investors

LAWRENCE ELLIOT SCHWARTZ
ANTONIO CARLOS LOPEZ
ROBERT CALDER STACK

Nearby Offices

WELLS FARGO CLEARING SERVICES, LLC · SANTA FE, NM
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SANTA FE, NM
G. ALLEN FINANCIAL INC. · SANTA FE, NM

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