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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-01-04
FL RA APPROVED 2011-03-25
  • TX RA
    APPROVED_RES
    Since 2016-01-04
  • FL RA
    APPROVED
    Since 2011-03-25

Branch Locations

15 2Nd St / 15 Calle 2, Guaynabo, PR 00968 • United States

200 S Biscayne Blvd, Miami, FL 33131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Guaynabo PR 06/2010 Present
Bank Of America, N.A. Guaynabo PR 03/2012 Present
Other Businesses

I*3163346 Entity Type: Entity Charitable Name of OBA: Puerto Rico International Piano Festival Address: Washington, District of Columbia, 20015 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 12/01/2025 Number of Hours: 2, Monthly Number of Hours during trading: 1, Monthly Duties: The organization runs a one-week, intensive program of private lessons, and masterclasses, and performances held at the Conservatory of Music of PR. Provide support to the organization in establishing effective institutional processes for organizational management.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-23
  • S66 Uniform Combined State Law Examination
    2011-03-23
Other Names
  • Hector Rosario
  • Hector R Rosario Cuevas
  • Hector Ruben Rosario

View on SEC IAPD

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