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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-01-12 |
| TX | RA | APPROVED | 2024-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Warsaw | IN | 06/2012 | 01/2024 |
| Raymond James Financial Services, Inc. | Warsaw | IN | 01/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Warsaw | IN | 01/2024 | Present |
| Reynolds Wealth Management | Warsaw | IN | 01/2024 | Present |
(1)Name of Business: Big Brothers Big Sisters of Northeast Indiana Address: 1005 W Rudisill Blvd, Fort Wayne, IN, 46807, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 05/22/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Assist in reviewing finances and investments. I excuse myself if a conflict of interest arises, but since we do not have money invested with them, we have not had one arise. (2)Name of Business: Big Brothers Big Sisters of Northeast Indiana Address: 1005 Rudisill Blvd, Fort Wayne, IN, 46807, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member Investment Related: Yes Start Date: 01/15/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Review mission and vision for the organization. Attend events and raise awareness in community. Attend board meetings to give advice. For Finance Committee: Assist in reviewing finances and investments. I excuse myself if a conflict of interest arises, but since we do not have money invested with them, we have not had one arise. (3)Name of Business: First Christian Church of Warsaw Address: 115 Park Ridge Dr, Warsaw, IN, 46580, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 01/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: As finance chair, I give advice on budgeting, employee benefits, and attend elder meetings for other financial advice. (4)Name of Business: Hankins & Boggs Group Address: 1904 E Old Road 30, Warsaw, IN, 46582-7111, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 01/12/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Partnership with Kurt Boggs for independent advisor affiliated with Raymond James. (5)Name of Business: Reynolds Wealth Management Address: 1904 E Old Road 30, Warsaw, IN, 46582-7111, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 01/12/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Reynolds Wealth Management has office space, assistants, and branch management help for us through Hankins and Boggs Group.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-16 |
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