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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-08-30 |
| CA | RA | APPROVED | 2011-06-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 05/2011 | Present |
| Bank Of America, N.A. | Chandler | AZ | 08/2011 | Present |
I*102193FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: RUSSELL TRAPP REAL ESTATE LICENSEINVESTMENT RELATED: NADDRESS OF BUSINESS: ANTHEM, ARIZONA 85086NATURE OF BUSINESS: SOLE PROPRIETORSHIP,POSITION, TITLE, ASSOCIATION: OWNER,START DATE OF RELATIONSHIP: 11/15/2016NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I OBTAINED AN ARIZONA REAL ESTATE LICENSE FOR PERSONAL AND FAMILY USE ONLY. I AGREE TO USE IT FOR THIS PURPOSE ONLY.I*1497264For profit or not for profit: Entity For ProfitName of outside business organization: Echo Tango 03 LLCInvestment related: NAddress of business: OBA, OBA, OBANature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 2/27/2020Number of hours devoted: 0 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , The LLC owns a Cessna 172 airplane that my wife flies. I have no responsibilities with this entity.I*1829271Entity for ProfitName of OBA: Rental Property 1Address: Phoenix, Arizona, 85024Investment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date: 05/01/2024No Hours: 1No Hours during trading: 0Duties: I*3982284 Entity Type: Entity For Profit Name of OBA: Lowe's Address: Phoenix, Arizona, 85085 Investment Related: No Position, Title, Association: Employee Employee Start Date: 03/21/2026 Number of Hours: 15, Weekly Number of Hours during trading: 0, Weekly Duties: Part time employment at Lowe's Labor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-06 |
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