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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-08-30
CA RA APPROVED 2011-06-21
  • TX RA
    APPROVED_RES
    Since 2011-08-30
  • CA RA
    APPROVED
    Since 2011-06-21

Branch Locations

605 E Bell Rd, Phoenix, AZ 85022 • United States

2501 W Happy Valley Rd, Phoenix, AZ 85085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 05/2011 Present
Bank Of America, N.A. Chandler AZ 08/2011 Present
Previous Registrations
Other Businesses

I*102193FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: RUSSELL TRAPP REAL ESTATE LICENSEINVESTMENT RELATED: NADDRESS OF BUSINESS: ANTHEM, ARIZONA 85086NATURE OF BUSINESS: SOLE PROPRIETORSHIP,POSITION, TITLE, ASSOCIATION: OWNER,START DATE OF RELATIONSHIP: 11/15/2016NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I OBTAINED AN ARIZONA REAL ESTATE LICENSE FOR PERSONAL AND FAMILY USE ONLY. I AGREE TO USE IT FOR THIS PURPOSE ONLY.I*1497264For profit or not for profit: Entity For ProfitName of outside business organization: Echo Tango 03 LLCInvestment related: NAddress of business: OBA, OBA, OBANature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 2/27/2020Number of hours devoted: 0 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , The LLC owns a Cessna 172 airplane that my wife flies. I have no responsibilities with this entity.I*1829271Entity for ProfitName of OBA: Rental Property 1Address: Phoenix, Arizona, 85024Investment Related: NoPosition, Title, Association: Co-owner with other family membersEmployee Start Date: 05/01/2024No Hours: 1No Hours during trading: 0Duties: I*3982284 Entity Type: Entity For Profit Name of OBA: Lowe's Address: Phoenix, Arizona, 85085 Investment Related: No Position, Title, Association: Employee Employee Start Date: 03/21/2026 Number of Hours: 15, Weekly Number of Hours during trading: 0, Weekly Duties: Part time employment at Lowe's Labor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-08
S63 Uniform Securities Agent State Law Examination 2008-03-06
  • S66 Uniform Combined State Law Examination
    2010-11-08
  • S63 Uniform Securities Agent State Law Examination
    2008-03-06

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