Randall Eugene Harrison

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Lpl Financial, Llc
  Indianapolis, IN
• 09/2010 → Present
  Charter Advisory Corporation
  Indianapolis, IN

Previous Registrations

• 2009-01-26 → 2009-10-07
  Mutual Service Corporation
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN
• 2007-12-10 → 2009-01-13
  Ameriprise Financial Services, Llc
  Indianapolis, IN
  Indianapolis, IN

Other Businesses

1. 9/9/2010 - Charter Advisory Corporation - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 08/2009 - 32 Hours Per Month/Time Spent 20% - I provide investment advisory services through Charter Advisory Corporation, an independent investment advisor firm. I started this business activity in 08/2009. I expect to spend approximately 32 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 02/01/2013 - Charter Advisory Corporation - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business). 3. 9/8/2017 - Randall Harrison LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/10/2017 - 160 Hours Per Month During Securities Trading. 4. 01/04/2018 - Ash Brokerage LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - independent agent - start date 11/01/2017 - 5 hours per month during securities trading. 5. 4/1/2021 - Insurance Brokers Incorporated d/b/a IBI - Investment Related - 400 CAMBY COURT, GREENWOOD IN 46142 - Non-Variable Insurance - Started 11/02/2020 - 1 Hour Per Month During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2007-12-07