Alexander George Moody

Current Employers

Employment History

• 12/2015 → 09/2022
  People's United Bank, Na
  Bridgeport, CT
• 05/2016 → 09/2022
  People's Securities, Inc.
  Bridgeport, CT
• 06/2018 → 09/2022
  People's United Advisors, Inc
  Bridgeport, CT
• 06/2023 → Present
  Lpl Financial Llc
  Salem, MA
• 09/2022 → Present
  Salem Five Cent Savings Bank
  Salem, MA

Previous Registrations

• 2018-06-13 → 2022-09-02
  People'S United Advisors, Inc.
  Boston, MA
  Beverly, MA
• 2016-06-07 → 2020-03-31
  People'S Securities, Inc.
  Bridgeport, CT
  Boston, MA
  Beverly, MA
• 2013-09-06 → 2015-12-15
  Td Private Client Wealth Llc
  Boston, MA
  New York, NY
  Burlington, MA
  Boston, MA
  Boston, MA

Other Businesses

1) 06/14/2023 - NEJLL and will become Tier I Hockey in 2023 - Sport Coach - North Andover, MA - Not Investment Related - 20 to 30 Hours per month/ 0 Hours During Securities Trading - Start date: 01/01/2010 2) 12/05/2023 - No Business Name - Inv - Related - North Andover, MA - Real Estate Rental - Started: 9/1/2023 - 8 Hrs/Mo; 0 Hrs During Trading. 3) 02/08/2024 - Real Estate Rental - Investment Related - Peabody, MA - Start Date 01/22/2024 - 6 Hours Per Month/ 0 Hours During Trading 4) 05/29/2024 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Salem Five Wealth Advisors - Investment Related - At Reported Business Location(s) - Start Date 05/31/2024 - 160 Hours Per Month/ 6 Hours During Trading 5) 01/21/2026 - Alex Moody - Real Estate Rental - Property Owner - Investment Related - Newburyport, MA - Start Date 03/01/2026 - 8 hours per month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-09-06
• S63 Uniform Securities Agent State Law Examination
  2007-11-21

Other Names

• Alex Moody