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J. W. Cole Advisors, Inc. CRD 112294
$8.25B regulatory AUM 1,971 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2026-03-10 |
| OR | RA | APPROVED | 2017-05-08 |
Branch Locations
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Emmett, ID • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Eugene | OR | 10/2009 | 04/2017 |
| Raymond James Financial Services Advisors, Inc. | Eugene | OR | 10/2009 | 04/2017 |
| Kv Securities Llc | Eugene | OR | 01/2015 | Present |
| J.W. Cole Financial, Inc. | Tampa | FL | 05/2017 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 05/2017 | Present |
(1) KV SECURITIES LLC; EUGENE, OR; SUPPORT COMPANY/DBA (OWNER); 6505 W South Slope Rd, Unit 2, Emmett, ID 83617; NOT INVESTMENT RELATED; 01/2015-PRESENT; 0 HOURS PER MONTH, 0 HOURS DURING TRADING; OWNER OF LLC. (2) Outside Fixed Insurance. 2 hours per month, 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-21 |
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