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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-12-22
MN RA APPROVED 2016-01-12
  • TX RA
    APPROVED_RES
    Since 2020-12-22
  • MN RA
    APPROVED
    Since 2016-01-12

Branch Locations

2220 Commerce Blvd, Mound, MN 55364 • United States

615 Highway 55 E, Buffalo, MN 55313 • United States

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Wayzata MN 10/2015 Present
Wells Fargo Advisors, Llc. Wayzata MN 01/2016 11/2016
Wells Fargo Clearing Services, Llc Wayzata MN 11/2016 Present
  • 10/2015 → Present
    Wells Fargo Bank Na
    Wayzata, MN
  • 01/2016 → 11/2016
    Wells Fargo Advisors, Llc.
    Wayzata, MN
  • 11/2016 → Present
    Wayzata, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-09
  • S66 Uniform Combined State Law Examination
    2009-09-09

View on SEC IAPD

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