Best Investors
Account
Sign in
Best Investors
Account
Sign in
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2018-04-19 |
Branch Locations
3200 N Central Ave 7Th Floor, Phoenix, AZ 85012 • United States
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Crown Capital Securities, Lp | Orange | CA | 10/2007 | 07/2017 |
| Surevest Wealth Management | Phoenix | AZ | 10/2007 | 01/2018 |
| Securities America, Inc. | Phoenix | AZ | 07/2017 | 12/2017 |
| Assetmark Financial Holdings, Inc. | Phoenix | AZ | 04/2018 | Present |
| Assetmark Brokerage, Llc | Phoenix | AZ | 04/2018 | Present |
ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 04/2018 - 160 HRS / MONTHLY, GOLD SERVICES TEAM LEADER OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-03 |
| S66 | Uniform Combined State Law Examination | 2008-02-02 |
Reach out to this advisor