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Gurufocus Investments, LLC CRD 316414
$35.8M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1309 W. 15St #370, Plano, TX 75072 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-12-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gurufocus.COm, Llc | Plano | TX | 12/2004 | Present |
| Gurufocus Investments, Llc | Plano | TX | 07/2021 | Present |
1. MR. TIAN IS THE OWNER OF GURUFOCUS.COM, LLC, FOUNDED IN 2004 AND LOCATED AT 1309 W. 15TH STREET, #370, PLANO, TX, 75072. GURUFOCUS.COM IS A WEBSITE DEVOTED TO THE VALUE INVESTING PHILOSOPHY THAT OFFERS INVESTING RESOURCES AND ARTICLES, ONLINE NEWSLETTERS, AND SUBSCRIPTION BASED SERVICES. HE WILL SPEND APPROXIMATELY 20 HOURS PER WEEK ON THIS ACTIVITY, WHICH IS INVESTMENT RELATED, SOME OF WHICH IS DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-10 |
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