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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-08-25 |
| AL | RA | APPROVED | 2017-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Spanish Fort | AL | 09/2013 | 11/2016 |
| Wells Fargo Bank, Na | Spanish Fort | AL | 09/2013 | 08/2017 |
| Wells Fargo Clearing Services, Llc | Spanish Fort | AL | 11/2016 | 07/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fairhope | AL | 08/2017 | Present |
I*1346286 For profit or not for profit: Name of outside business organization: IMPACT 100 OF BALDWIN COUNTY Investment related: N Address of business: OBA, OBA, OBA Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Impact 100 Baldwin County is a community of women seeking to transform lives in Baldwin County by awarding high-impact grants to nonprofits in the areas of Arts, Culture, & Recreation ? Education ? Environment & Preservation ? Family ? Health & Wellness.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-01-23 |
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