Diana Law

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 05/2018
  Fidelity Investments
  Salt Lake City, UT
• 07/2018 → 11/2019
  Transamerica Retirement Solutions
  Torrance, CA
• 07/2018 → 11/2019
  Transamerica Investors Securities Corporation
  Torrance, CA
• 11/2019 → 11/2020
  Unemployed
  Los Angeles, CA
• 11/2020 → Present
  Gwfs Equities, Inc
  Greenwood Village, CO
• 05/2018 → 06/2018
  Unemployed
  Los Angeles, CA

Previous Registrations

• 2018-07-03 → 2019-11-19
  Transamerica Retirement Advisors, Llc
  Torrance, CA
• 2017-02-13 → 2018-06-02
  Strategic Advisers Llc
  Torrance, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-02-01
• S63 Uniform Securities Agent State Law Examination
  2007-11-09

Designations

• Certified Financial Planner

Other Names

• Diana Shu
• Shui Ling Shu
• Diana Shui Ling Shu
• Diana Shiu Ling Shu
• Shiu Ling Shu
• Shiu Shu
• Shiu Law