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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Graham Securities, Inc. | Graham | TX | 03/2000 | Present |
| Sws Financial Services | Graham | TX | 12/2003 | Present |
YOUNG COUNTRY A & M CLUB - NOT INVESTMENT RELATED - 1424 FAIRWAY GRAHAM, TX 76450 - ALUMINI GROUP - TREASURER - 01/01/2010- BALANCE CHECKBOOK, PAY BILLS - NO COMPENSATION - 0 HRS DRNG BSNSS HRS - 1 HR MNTHY DRNG NON BSNSS HRS - NO CONFLICTS OF INTEREST.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-03 |
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