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Douglas Hanson Jones

Ep Wealth Advisors

Torrance, CA

Graham, TX

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Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-26
TX RA APPROVED 2024-11-26
  • CA RA
    APPROVED
    Since 2024-11-26
  • TX RA
    APPROVED
    Since 2024-11-26

Branch Locations

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

610 Oak St, Graham, TX 76450 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Llc Chicago IL 09/2014 03/2018
Charles Schwab & Co., Inc. Fort Worth TX 04/2018 05/2023
Charles Schwab Bank Fort Worth TX 04/2018 05/2023
Riley Private Client Llc Southlake TX 05/2023 10/2024
Douglas Jones, Sole Proprietor Southlake TX 07/2018 10/2024
Ep Wealth Advisors, Llc Graham TX 10/2024 Present
  • 09/2014 → 03/2018
    Neuberger Berman Llc
    Chicago, IL
  • 04/2018 → 05/2023
    Charles Schwab & Co., Inc.
    Fort Worth, TX
  • 04/2018 → 05/2023
    Charles Schwab Bank
    Fort Worth, TX
  • 05/2023 → 10/2024
    Riley Private Client Llc
    Southlake, TX
  • 07/2018 → 10/2024
    Douglas Jones, Sole Proprietor
    Southlake, TX
  • 10/2024 → Present
    Ep Wealth Advisors, Llc
    Graham, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-06
  • S66 Uniform Combined State Law Examination
    2011-12-06
Designations
Other Names
  • Douglas Hanson Jones
  • Douglas Jones
  • Doug H. Jones
  • Douglas H Jones

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Torrance, CA
SOUTH BAY FINANCIAL PARTNERS · TORRANCE, CA
EP WEALTH ADVISORS · TORRANCE, CA
STRATOS WEALTH PARTNERS, LTD · Torrance, CA
EDWARD JONES · Torrance, CA
AMERIPRISE FINANCIAL SERVICES, LLC · TORRANCE, CA
LPL FINANCIAL LLC · TORRANCE, CA
EDWARD JONES · TORRANCE, CA

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