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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-01-21
TX RA APPROVED 2008-11-12
MS RA APPROVED 2008-01-22
  • LA RA
    APPROVED
    Since 2015-01-21
  • TX RA
    APPROVED
    Since 2008-11-12
  • MS RA
    APPROVED
    Since 2008-01-22

Branch Locations

445 North Blvd, Baton Rouge, LA 70802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner &Amp; Smith Inc Baton Rouge LA 10/2007 Present
Bank Of America,Na Baton Rouge LA 11/2009 Present
  • 10/2007 → Present
    Merrill Lynch, Pierce, Fenner &Amp; Smith Inc
    Baton Rouge, LA
  • 11/2009 → Present
    Bank Of America,Na
    Baton Rouge, LA
Other Businesses

I*37996 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENRICK IRIS LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: BATON ROUGE, LOUISIANA 70802 NATURE OF BUSINESS: LLC,RENTAL HOME POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 8/25/2006 NUMBER OF HOURS DEVOTED: 12 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I RENT THIS HOUSE I*2601263, Entity Type, Name of OBA C A W: Address:Baton RougeLouisiana70806, Investment Related: NO,Position, Title, Association:Power of Attorney Employee Start Date:07/07/2025 No Hours: 1 YEARLY.No Hours during trading:0 Duties:Power of Attorney/ FOR INLAWS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-18
  • S66 Uniform Combined State Law Examination
    2008-01-18
Other Names
  • Richard D Hinton
  • Ricky Hinton

View on SEC IAPD

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