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William Edward Collins

Wells Fargo Clearing Services, LLC

Salisbury, NC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2008-03-28
  • NC RA
    APPROVED
    Since 2008-03-28

Branch Locations

866 Jake Alexander Blvd W, Salisbury, NC 28147 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Charlotte NC 09/2006 Present
Wells Fargo Advisors Llc Salisbury NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Salisbury NC 11/2016 Present
  • 09/2006 → Present
    Wachovia Bank, N.A.
    Charlotte, NC
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Salisbury, NC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Salisbury, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-27
S63 Uniform Securities Agent State Law Examination 2007-12-14
  • S65 Uniform Investment Adviser Law Examination
    2008-03-27
  • S63 Uniform Securities Agent State Law Examination
    2007-12-14
Other Names
  • Billy Collins

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · SALISBURY, NC
COMMONWEALTH FINANCIAL NETWORK · Salisbury, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SALISBURY, NC
EDWARD JONES · SALISBURY, NC
CETERA INVESTMENT ADVISERS LLC · SALISBURY, NC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC · SALISBURY, NC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC · SALISBURY, NC
INDEPENDENT ADVISOR ALLIANCE, LLC · Salisbury, NC

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