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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2020-12-14 |
| TX | RA | APPROVED | 2013-02-13 |
| DC | RA | APPROVED | 2012-12-11 |
Branch Locations
1800 K St Nw, Washington, DC 20006 • United States
Vienna, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 10/2009 | Present |
| Bank Of America, N.A. | Washington | DC | 01/2015 | Present |
I*131673 For profit or not for profit: Non-Profit Organization Name of outside business organization: KNIGHTS OF COLUMBUS Investment related: N Address of business: fairfax station, Virginia 22039 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 6/14/2020 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: gather budgetary items/requests and share with senior members of the council for their debate and decision I*111858 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: KNIGHTS OF COLUMBUS KOVAR INVESTMENT RELATED: N ADDRESS OF BUSINESS: FAIRFAX STATION, VIRGINIA 22039 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 10/1/2017 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CO-CHAIR OF KOVAR. KNIGHTS OF COLUMBUS FUNDRAISING ARM HELPING TO FIGHT AGAINST THOSE WITH DISABILITIES. I HELP COORDINATE/MANAGE I*135998 For profit or not for profit: Non-Profit Organization Name of outside business organization: knights of columbus Investment related: N Address of business: fairfax, Virginia 22039 Nature of business: Charitable Organization, Position, title, association: Other, leading fundraising effort. no monetary control Start date of relationship: 2/14/2021 Number of hours devoted: 6 hour(s) Quarterly Number of hours devoted during trading hours: 0, Duties: fundraising by selling flower bulbs I*2023279, Entity Type, Non-Profit, Name of OBA: Knights of Columbus, Address: Fairfax Station, VA, 22039, Investment Related: Yes, Position, Title, Association: a KofC DAF Committee Mbr, Employee Start Date: 2017, No Hours: 0, No Hours during trading: 0, Duties: Knights of Columbus has millions of worldwide members for the benefit of the less fortunate. I have been asked to be on a committee which will review the KofC DAF and report back to the local Council of our findings.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-10 |
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