James Michael Ferguson

805 West Jackson Suite 301, Morton, IL 61550 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2025-02-12

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
E*Trade Securities Llc	Alpharetta	GA	08/2011	02/2017
E*Trade Capital Management Llc	Alpharetta	GA	04/2015	02/2017
Scottrade, Inc.	Alpharetta	GA	02/2017	08/2018
Td Ameritrade, Inc.	Marietta	GA	02/2018	08/2018
Td Ameritrade Investment Management, Llc	Omaha	NE	02/2018	08/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Cumming	GA	09/2018	10/2021
Bank Of America, N.A.	Cumming	GA	09/2018	10/2021
Wells Fargo Clearing Services, Llc	Cumming	GA	11/2021	09/2024
Wells Fargo Bank, Na	Cumming	GA	10/2021	09/2024
Creekmur Asset Management, Llc	Morton	IL	01/2025	Present
Unemployed	Ball Ground	GA	10/2024	12/2024

08/2011 → 02/2017

E*Trade Securities Llc

Alpharetta, GA
04/2015 → 02/2017

E*Trade Capital Management Llc

Alpharetta, GA
02/2017 → 08/2018

Scottrade, Inc.

Alpharetta, GA
02/2018 → 08/2018

Td Ameritrade, Inc.

Marietta, GA
02/2018 → 08/2018

Td Ameritrade Investment Management, Llc

Omaha, NE
09/2018 → 10/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cumming, GA
09/2018 → 10/2021

Bank Of America, N.A.

Cumming, GA
11/2021 → 09/2024

Wells Fargo Clearing Services, Llc

Cumming, GA
10/2021 → 09/2024

Wells Fargo Bank, Na

Cumming, GA
01/2025 → Present

Creekmur Asset Management, Llc

Morton, IL
10/2024 → 12/2024

Unemployed

Ball Ground, GA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-07-14
S63	Uniform Securities Agent State Law Examination	2011-09-12

Other Firms