Best Investors Account Sign in

Lisa Lea Moser

LPl Financial LLC

Morton, IL

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-22
IL RA APPROVED 2014-01-02
  • TX RA
    APPROVED_RES
    Since 2020-04-22
  • IL RA
    APPROVED
    Since 2014-01-02

Branch Locations

210 W. Jackson Street, Morton, IL 61550 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Morton IL 01/2014 Present
Previous Registrations
Other Businesses

1. 1/2/2014 - ALLTRUST FINANCIAL MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 7/11/2019 - Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 03/11/2019 - 1 Hours Per Month During Securities Trading - Notary for the state of Illinois. 3. 07/17/2025 - Alltrust Financial - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start date: 06/09/2023 - 120 Hours Per Month 120 During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-19
  • S66 Uniform Combined State Law Examination
    2005-08-19
Other Names
  • Lisa Lea Moser
  • Lisa Lea Foster

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Morton, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor