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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2010-04-15 |
Branch Locations
3700 N Capital Of Texas Hwy, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Georgetown | TX | 03/2010 | Present |
| Bank Of America, N.A. | Austin | TX | 12/2011 | Present |
I*415115For profit or not for profit: For-Profit OrganizationName of outside business organization: S. S M.Investment related: NoAddress of businessAustin, Texas 78745Nature of business: Sole ProprietorshipPosition, title, association: OwnerStart date of relationship: 12/5/2019Number of hours devoted: 20 hours MonthlyNumber of hours devoted during trading hours: 0Duties: On Saturday's & Sunday's I participate in a clay club at Austin Community College making pottery, we sell the pottery at student art shows held twice a year, I keep the proceeds of what I sell. I*2540278 Entity Type: Entity For Profit Name of OBA: Pure Pilates ATX Address: Austin, Texas, 78758 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 06/11/2025 Number of Hours: 3, Weekly Number of Hours during trading: 0, Weekly Duties: to facilitate the instruction of Lagree Method in a group setting. Lead 12 people through a Legree workout class for 45 mins during non market hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-14 |
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