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Hans William-Spence Powers

Marquam Capital

Portland, OR

CRD 5431199

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Employer firm

Marquam Capital CRD 147782

$41.2M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Marquam Capital

1515 Sw 5Th Ave., Suite 606, Portland, OR 97201-5449 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2025-01-06
WA RA APPROVED 2025-01-06
OR RA APPROVED 2008-07-17
  • AK RA
    APPROVED
    Since 2025-01-06
  • WA RA
    APPROVED
    Since 2025-01-06
  • OR RA
    APPROVED
    Since 2008-07-17

Branch Locations

1515 Sw 5Th Ave., Suite 606, Portland, OR 97201-5449 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Marquam Asset Management Llc Portland OR 07/2008 Present
Hp Securities, Inc Portland OR 09/2009 12/2023
  • 07/2008 → Present
    Marquam Asset Management Llc
    Portland, OR
  • 09/2009 → 12/2023
    Hp Securities, Inc
    Portland, OR
Previous Registrations
Other Businesses

HANS POWERS HAS BEEN PRESIDENT OF MARQUAM ASSET MANAGEMENT D/B/A MARQUAM CAPITAL, A INVESTMENT-RELATED BUSINESS (REGISTERED INVESTMENT ADVISOR) SINCE JUNE 2008. MR. POWERS SPENDS APPROXIMATELY 40 HOURS PER WEEK ON THIS BUSINESS INCLUDING DURING MARKET HOURS. HE IS RESPONSIBLE FOR OVERALL MANAGEMENT, PORTFOLIO MANAGEMENT AND FINANCIAL/ACCOUNTING MATTERS FOR MARQUAM CAPITAL.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-02-24
S65 Uniform Investment Adviser Law Examination 2007-11-01
  • S63 Uniform Securities Agent State Law Examination
    2011-02-24
  • S65 Uniform Investment Adviser Law Examination
    2007-11-01

View on SEC IAPD

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