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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-03-29
  • MN RA
    APPROVED
    Since 2023-03-29

Branch Locations

4701 Stacy Ann Dr Nw, Bemidji, MN 56601 • United States

105 International Dr Ste 125, Red Lake Falls, MN 56750 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Bemidji MN 10/2007 03/2023
Thrivent Financial For Lutherans Appleton WI 10/2007 03/2023
Cetera Financial Specialists Llc Schaumburg IL 03/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2023 Present
Steadfast Health And Wealth Red Lake Falls, MN 09/2025 Present
  • 10/2007 → 03/2023
    Bemidji, MN
  • 10/2007 → 03/2023
    Thrivent Financial For Lutherans
    Appleton, WI
  • 03/2023 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 03/2023 → Present
    Schaumburg, IL
  • 09/2025 → Present
    Steadfast Health And Wealth
    Red Lake Falls,, MN
Previous Registrations
Other Businesses

1) NAME OF OTHER BUSINESS: STEADFAST HEALTH AND WEALTH; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 9/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/2007; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS HEALTH;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-01
  • S66 Uniform Combined State Law Examination
    2007-12-01

View on SEC IAPD

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