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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-06
  • TX RA
    APPROVED
    Since 2019-11-06

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Weehawken NJ 10/2013 11/2019
Kestra Advisory Services, Llc Austin TX 11/2019 Present
Kestra Investment Services, Llc Austin TX 11/2019 Present
Previous Registrations
  • 2010-01-01 → 2019-09-27
    Geneve
    Weehawken, NJ
    Weehawken, NJ
    Miami, FL
    Weehawken, NJ
  • 2008-01-04 → 2010-01-01
    Ubs International Inc.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-19
  • S66 Uniform Combined State Law Examination
    2007-12-19
Other Names
  • John Amore

View on SEC IAPD

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