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Roger Andre Lopez

Empower Advisory Group, LLC

Greenwood Village, CO

Fairless Hills, PA

CRD 5430687

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-04-11
  • PA RA
    APPROVED
    Since 2025-04-11

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Fairless Hills, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Radnor PA 04/2013 04/2024
Empower Financial Services, Inc Greenwood Village CO 09/2024 Present
Unemployed Levittown PA 04/2024 09/2024
  • 04/2013 → 04/2024
    Lincoln Financial Advisors
    Radnor, PA
  • 09/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 04/2024 → 09/2024
    Unemployed
    Levittown, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-08
  • S66 Uniform Combined State Law Examination
    2025-04-08
Other Names
  • Roger Andre Lopez
  • Roger Lopez
  • Roger A Lopez

View on SEC IAPD

Nearby Firms

DODDS WEALTH, LLC
MARSHALL INVESTMENT MANAGEMENT, LLC
AXS CAPITAL, LLC

Nearby Investors

BRENNAN PAUL PATE
JOHN MICHAEL DODDS
Natalie Ford

Nearby Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO

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